Financial services and products play a vital role in the world economy. The institutions themselves provide the critical financial infrastructure for businesses and individuals, supporting global, national and local commerce. Laws governing financial institutions have grown rapidly, with the emergence of the Internet as a powerful enabler of financial services and support. Claims against financial advisors and stockbrokers have also grown in recent years.
Collins & Lacy keeps an astute watch on issues that are critical to maintaining compliance with laws and regulatory procedures governing financial services institutions. We have attorneys with knowledge and experience in this ever-changing arena.